 The
following are some of the AML training courses that we currently
offer.
The Prevention and Detection of M/L in
the Banking Industry - Basic (1/2 day).
For front-line bank staff
At the conclusion of this session, bank
employees should have a grasp of the basic concepts and
techniques employed by criminal groups to subvert or co-opt
bank staff. By using real case examples, this training
session will demonstrate to employees the rationale behind
the changes in Canada’s laws while, at the same time,
providing an overview of their rights and obligations under
the new Proceeds of Crime legislation.
- Money Laundering: Introduction and Overview
- The role of front line staff in the prevention
process
- Your obligations under Canada’s amended Money
Laundering legislation
- The Role of Banks in Combating Money Laundering
- Definitions, descriptions, concepts
- Money Laundering Vehicles, Methods, and Techniques
- Case Studies
The Prevention
and Detection of M/L in the Securities Industry - Basic (1/2
day).
For front-line securities’ firm staff
At the conclusion of this session, employees
should have a grasp of the basic concepts and techniques
employed by criminal groups to subvert or co-opt staff at
securities firms. By using real case examples, this training
session will demonstrate to employees the rationale behind
the changes in Canada’s laws while, at the same time,
providing an overview of their rights and obligations under
the new Proceeds of Crime legislation.
- Money Laundering: Introduction and Overview
- The role of front line staff in the prevention
process
- Your obligations under Canada’s amended Money
Laundering legislation
- The Role of the Securities industry in Combating
Money Laundering
- Definitions, descriptions, concepts
- Money Laundering Vehicles, Methods, and Techniques
- Case Studies
M/L in the
Banking Industry - Intermediate (1 day)
At the conclusion of this session, bank
employees should have a grasp of more complex concepts and
techniques of money laundering. By using real case examples,
this training session will demonstrate to employees the
rationale behind the changes in Canada’s laws while, at the
same time, providing an overview of their rights and
obligations under the new Proceeds of Crime legislation.
- Introduction and Overview
- The Role of Financial Institutions in Combating
Money Laundering
- The Role of Regulatory Agencies in Combating Money
Laundering
- Money Laundering Laws and Regulations
- Developing policies and programs
- Definitions, descriptions, concepts
- Vehicles, methods and techniques
- Money laundering Laws and Regulations
- Case Studies
- Group Exercises: Laundering the Proceeds of Crime
Group Exercise
M/L in the
Securities Industry - Intermediate (1 day)
- FATF 44 Recommendations
- FATF Review to Identify Non-Cooperative Countries or
Territories
- Basil Committee on Banking Supervision – Customer
Due Diligence for Banks
- International Money Laundering and Canada
- International Risk and Due Diligence
- The Police Perspective
- The Government’s Perspective
- Organized Crime Infiltration of the Public Markets:
Case Studies
M/L - Issues
for Compliance Officers (2 1/2 days)
- The Role of the Investigator
- Investigative Techniques
- Case Studies
- Group Exercise
- Investigating Money Laundering: An Overview
- The Role of the Fin. Inst. in Combating Money
Laundering
- Structure of a Fin. Inst. Compliance Program
- Identifying Suspicious Transactions
- The Role of the Regulatory Agency in Combating Money
Laundering
- Organized Crime Infiltration of the Public Markets:
Case Studies
- FATF 44 Recommendations
- FATF Review to Identify Non-Cooperative Countries or
Territories
- Basil Committee on Banking Supervision – Customer
Due Diligence for Banks
- International Money Laundering and Canada
- International Risk and Due Diligence
- The Police Perspective
- The Government’s Perspective
M/L – Risk
Issues for Corporate Counsel, Senior Management and Board
Members - (1/2 day)
- Money Laundering: Introduction and Overview
- Money Laundering Vehicles, Methods, and Techniques
- FATF 44 Recommendations
- FATF Review to Identify Non-Cooperative Countries or
Territories
- Basil Committee on Banking Supervision – Customer
Due Diligence for Banks
- International Money Laundering and Canada
- International Risk and Due Diligence
- The Police Perspective
- The Government’s Perspective
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