The following are some of the AML training courses that we currently offer.

The Prevention and Detection of M/L in the Banking Industry - Basic (1/2 day).
For front-line bank staff

At the conclusion of this session, bank employees should have a grasp of the basic concepts and techniques employed by criminal groups to subvert or co-opt bank staff. By using real case examples, this training session will demonstrate to employees the rationale behind the changes in Canada’s laws while, at the same time, providing an overview of their rights and obligations under the new Proceeds of Crime legislation.

  • Money Laundering: Introduction and Overview
  • The role of front line staff in the prevention process
  • Your obligations under Canada’s amended Money Laundering legislation
  • The Role of Banks in Combating Money Laundering
  • Definitions, descriptions, concepts
  • Money Laundering Vehicles, Methods, and Techniques
  • Case Studies

The Prevention and Detection of M/L in the Securities Industry - Basic (1/2 day).
For front-line securities’ firm staff

At the conclusion of this session, employees should have a grasp of the basic concepts and techniques employed by criminal groups to subvert or co-opt staff at securities firms. By using real case examples, this training session will demonstrate to employees the rationale behind the changes in Canada’s laws while, at the same time, providing an overview of their rights and obligations under the new Proceeds of Crime legislation.

  • Money Laundering: Introduction and Overview
  • The role of front line staff in the prevention process
  • Your obligations under Canada’s amended Money Laundering legislation
  • The Role of the Securities industry in Combating Money Laundering
  • Definitions, descriptions, concepts
  • Money Laundering Vehicles, Methods, and Techniques
  • Case Studies

M/L in the Banking Industry - Intermediate (1 day)

At the conclusion of this session, bank employees should have a grasp of more complex concepts and techniques of money laundering. By using real case examples, this training session will demonstrate to employees the rationale behind the changes in Canada’s laws while, at the same time, providing an overview of their rights and obligations under the new Proceeds of Crime legislation.

  • Introduction and Overview
  • The Role of Financial Institutions in Combating Money Laundering
  • The Role of Regulatory Agencies in Combating Money Laundering
  • Money Laundering Laws and Regulations
  • Developing policies and programs
  • Definitions, descriptions, concepts
  • Vehicles, methods and techniques
  • Money laundering Laws and Regulations
  • Case Studies
  • Group Exercises: Laundering the Proceeds of Crime Group Exercise

M/L in the Securities Industry - Intermediate (1 day)

  • FATF 44 Recommendations
  • FATF Review to Identify Non-Cooperative Countries or Territories
  • Basil Committee on Banking Supervision – Customer Due Diligence for Banks
  • International Money Laundering and Canada
  • International Risk and Due Diligence
  • The Police Perspective
  • The Government’s Perspective
  • Organized Crime Infiltration of the Public Markets: Case Studies

M/L - Issues for Compliance Officers (2 1/2 days)

  • The Role of the Investigator
  • Investigative Techniques
  • Case Studies
  • Group Exercise
  • Investigating Money Laundering: An Overview
  • The Role of the Fin. Inst. in Combating Money Laundering
  • Structure of a Fin. Inst. Compliance Program
  • Identifying Suspicious Transactions
  • The Role of the Regulatory Agency in Combating Money Laundering
  • Organized Crime Infiltration of the Public Markets: Case Studies
  • FATF 44 Recommendations
  • FATF Review to Identify Non-Cooperative Countries or Territories
  • Basil Committee on Banking Supervision – Customer Due Diligence for Banks
  • International Money Laundering and Canada
  • International Risk and Due Diligence
  • The Police Perspective
  • The Government’s Perspective

M/L – Risk Issues for Corporate Counsel, Senior Management and Board Members - (1/2 day)

  • Money Laundering: Introduction and Overview
  • Money Laundering Vehicles, Methods, and Techniques
  • FATF 44 Recommendations
  • FATF Review to Identify Non-Cooperative Countries or Territories
  • Basil Committee on Banking Supervision – Customer Due Diligence for Banks
  • International Money Laundering and Canada
  • International Risk and Due Diligence
  • The Police Perspective
  • The Government’s Perspective
 


 
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